Topics

Broker Dealer

Update to the Qualified Professional Asset Manager Exemption (QPAM)SEC and DOJ Charge Founder and Promoters of “HyperFund” with $1.7 Billion Crypto Pyramid and Ponzi SchemeJudge Rules That Terraform’s Crypto Assets Are Securities

General Counsel & D&O

Update to the Qualified Professional Asset Manager Exemption (QPAM)SEC and DOJ Charge Founder and Promoters of “HyperFund” with $1.7 Billion Crypto Pyramid and Ponzi SchemeJudge Rules That Terraform’s Crypto Assets Are Securities

Investment Adviser

Update to the Qualified Professional Asset Manager Exemption (QPAM)SEC and DOJ Charge Founder and Promoters of “HyperFund” with $1.7 Billion Crypto Pyramid and Ponzi SchemeJudge Rules That Terraform’s Crypto Assets Are Securities

Uncategorized

SEC Probes into Advisers' Compliance with the Custody Rule for Digital AssetsSEC Files Subpoena Enforcement Action Against Covington & Burling, Seeking Names of Clients Impacted by Chinese State-Sponsored CyberattackAchieving Diversity and Inclusion within the Securities and Financial Management Industry and its Legal Partners