Form CRS

The SEC Opts Not to Extend Reg BI and Form CRS Compliance Deadline

By John Kincade & Toby M. Galloway on April 3, 2020

Posted in Broker Dealer, General Counsel & D&O, Investment Adviser

Securities and Exchange Commission (the Commission) Chairman Jay Clayton today addressed the much anticipated delay to the compliance deadline for Regulation Best Interest (Reg BI), Form CRS and the related transparency obligations in the new regulation by stating there will be NO DELAY of the June 30, 2020 deadline because of the Covid-19 pandemic.¹
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Form CRS

The SEC Opts Not to Extend Reg BI and Form CRS Compliance Deadline

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