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Securities Litigation and Regulatory Enforcement

Resources for Broker Dealers, Investment Advisers, General Counsels, and Directors & Officers

Contacts

Toby M. Galloway
Shareholder
Winstead PC
300 Throckmorton Street
Suite 1700
Fort Worth, Texas 76102
817.420.8262 Direct
tgalloway@winstead.com

John Kincade
Shareholder
Winstead PC
2728 N. Harwood Street
Suite 500
Dallas, Texas  75201
214.745.5707 Direct
jkincade@winstead.com

Ronak V. Patel
Shareholder
Winstead PC
401 Congress Avenue
Suite 2100
Austin, Texas  78701
512.370.2892 Direct
rvpatel@winstead.com

About this Site

The Securities Litigation and Regulatory Enforcement resource website provides legal news, trends, and insights into navigating the complexities of the Securities Exchange Commission (SEC), U.S. Department of Justice (DOJ), Financial Industry Regulatory Authority (FINRA), Texas State Securities Board, and other state securities regulators.  This is a go-to resource for broker dealers (BDs), investment advisers (IAs), general counsels (GCs) and directors and officers (D&Os) throughout Texas and across the nation.

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About Winstead

 

“Destination: Wherever you need to go” represents Winstead’s attitude, as well as the vastness of our experience and technical resources that clients rely on. Clients in virtually all industries bring their challenges to Winstead and they keep coming back deal after deal, case after case, year after year as their organizations grow and change.

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