About Us

The Securities Litigation and Regulatory Enforcement resource Web site provides legal news, trends, and insights into navigating the complexities of the Securities Exchange Commission (SEC), U.S. Department of Justice (DOJ), Financial Industry Regulatory Authority (FINRA), Texas State Securities Board, and other state securities regulators. This is a go-to resource for broker dealers (BDs), investment advisers (IAs), general counsels (GCs) and directors and officers (D&Os) throughout Texas and across the nation. Learn more

Broker Dealers
Investment Advisers
General Counsel & D&O

Our Team

Photo of John Kincade
John Kincade

jkincade@winstead.com
214.745.5707

John Kincade is a member of Winstead’s Business Litigation and Securities Litigation & Enforcement Practice Groups. John represents public companies and their officers and directors in federal and state court securities class actions and law suits.  Read More

John's Linkedin Profile
Photo of Ronak V. Patel
Ronak V. Patel

rvpatel@winstead.com
512.370.2892

Ronak Patel is a member of Winstead’s Litigation Practice Group and Securities Litigation & Enforcement Practice Group. He focuses on a wide range of securities regulatory and litigation matters. Read More 

Ronak's Linkedin Profile
Photo of Toby M. Galloway
Toby M. Galloway

tgalloway@winstead.com
817.420.8262

Toby Galloway is Co-Chair of Winstead’s Securities Litigation & Enforcement Practice Group. He also practices in the areas of white-collar defense, governmental & internal investigations…  Read More

Toby M.'s Linkedin Profile
Alex Allemann
Andrew Rosell
Ben Allen
Photo of Jamie Lacy
Jamie Lacy

jlacy@winstead.com
817.420.8274

Jamie Lacy is a member of Winstead’s Business Litigation Practice Group.  Jamie’s Business Litigation Practice focuses on securities litigation and enforcement, white collar-defense, and governmental and internal investigations.  Read More

J.R. Smith
Matthias Kleinsasser
Trent O'Malley*

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